City of London Investment Management Company Limited

• Principal Place of Business

  City Of London Investment Group plc

  77 Gracechurch Street

  London

  City Of London

  EC3V 0AS

  UNITED KINGDOM

  Phone

  +4402077111568

  Web

  https://www.citlon.com

• Complaints Contact

  City Of London Investment Group plc

  77 Gracechurch Street

  London

  City Of London

  EC3V 0AS

  UNITED KINGDOM

  Phone

  +4402077111568

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Catrina Joelle Reagan

  IRN CXR00573

  • [FCA CF] Material risk taker (since 16 Sep 2024)
• Christopher Ian Weaver

  IRN CIW01009

  • [FCA CF] Client dealing (since 1 Aug 2020)
  • [FCA CF] Material risk taker (since 1 Aug 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Aug 2003 to 13 Sep 2010)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Clayton David Gillece

  IRN CDG01024

  • CF30 Customer (1 Nov 2007 to 17 Jul 2009)
  • CF27 Investment Management (23 Jul 2003 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 17 Jul 2009)
• Daniel Gill

  IRN JXG01771

  • [FCA CF] Material risk taker (since 1 Aug 2020)
  • [FCA CF] Manager of certification employee (since 1 Aug 2020)
  • [FCA CF] Client dealing (since 1 Aug 2020)
  • CF30 Customer (10 Jun 2008 to 8 Dec 2019)
• David Michael Cardale

  IRN DMC01090

  • CF2 Non Executive Director (2 Nov 2010 to 22 Oct 2018)
• Deepranjan Agrawal

  IRN DXA00095

  • SMF3 Executive Director (since 9 Jul 2021)
  • [FCA CF] Material risk taker (1 Aug 2020 to 9 Jul 2021)
  • [FCA CF] Manager of certification employee (1 Aug 2020 to 9 Jul 2021)
• Douglas Forbes Allison

  IRN DFA01016

  • CF3 Chief Executive (1 Jan 2013 to 15 Apr 2013)
  • CF28 Systems and controls (1 Nov 2007 to 15 Apr 2013)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 15 Apr 2013)
• Edward Paul Sevick

  IRN TXS03541

  • SMF3 Executive Director (since 15 Sep 2025)
  • [FCA CF] Significant management (since 12 Sep 2024)
  • [FCA CF] Manager of certification employee (since 12 Sep 2024)
  • [FCA CF] Material risk taker (since 12 Sep 2024)
  • [FCA CF] Client dealing (1 Aug 2020 to 30 Dec 2022)
  • [FCA CF] Material risk taker (1 Aug 2020 to 30 Dec 2022)
• Emma Jane Jesshop

  IRN EJJ01008

  • CF11 Money Laundering Reporting (1 Mar 2010 to 26 Sep 2010)
  • CF10 Compliance Oversight (1 Mar 2010 to 26 Sep 2010)
• Felix Carl Prince

  IRN FCP01029

  • [FCA CF] Material risk taker (since 3 Jan 2023)
  • [FCA CF] Client dealing (since 1 Aug 2020)
  • CF30 Customer (27 Jan 2017 to 8 Dec 2019)

• Gretchen Gale Romig (no longer appointed)

  FRN 471771 · Appointed 16 Aug 2007 · Until 14 Feb 2017

No changes recorded yet.