City of London Investment Management Company Limited

• Principal Place of Business

  City Of London Investment Group plc

  77 Gracechurch Street

  London

  City Of London

  EC3V 0AS

  UNITED KINGDOM

  Phone

  +4402077111568

  Web

  https://www.citlon.com

• Complaints Contact

  City Of London Investment Group plc

  77 Gracechurch Street

  London

  City Of London

  EC3V 0AS

  UNITED KINGDOM

  Phone

  +4402077111568

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Frederick Benjamin Samuel Heatley

  IRN FBH01013

  • CF30 Customer (23 May 2011 to 12 Jun 2015)
• Geoffrey Armstrong

  IRN GXA01304

  • [FCA CF] Material risk taker (1 Aug 2020 to 13 Feb 2024)
  • [FCA CF] Client dealing (1 Aug 2020 to 13 Feb 2024)
  • CF30 Customer (3 Sep 2018 to 8 Dec 2019)
• George Alan Robb

  IRN GAR01031

  • CF2 Non Executive Director (15 Oct 2010 to 19 Jan 2012)
• Geraldine Poh

  IRN GXP01359

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Sep 2007 to 31 Oct 2007)
• Guy Charles Mountain

  IRN GCM01031

  • [FCA CF] Manager of certification employee (1 Aug 2020 to 13 Feb 2024)
  • [FCA CF] Client dealing (1 Aug 2020 to 13 Feb 2024)
  • [FCA CF] Material risk taker (1 Aug 2020 to 13 Feb 2024)
  • CF30 Customer (3 Sep 2018 to 8 Dec 2019)
• Iqbal Assan

  IRN IXA01042

  • CF21 Investment Adviser (16 Jan 2002 to 1 Aug 2002)
• Ivan Tham

  IRN IXT01093

  • CF30 Customer (1 Nov 2007 to 16 May 2008)
  • CF27 Investment Management (5 Apr 2007 to 31 Oct 2007)
• James Alistair Millward

  IRN JAM01173

  • [FCA CF] Manager of certification employee (since 1 Aug 2021)
  • [FCA CF] Client dealing (since 1 Aug 2020)
  • [FCA CF] Material risk taker (since 1 Aug 2020)
  • CF30 Customer (12 Oct 2009 to 8 Dec 2019)
• James Cooper Abbott

  IRN JXA00816

  • SMF1 Chief Executive (since 6 Mar 2026)
  • SMF3 Executive Director (since 6 Mar 2026)
• Jane Marie Stabile

  IRN JMS01523

  • CF2 Non Executive Director (1 Jul 2018 to 8 Dec 2019)

• Gretchen Gale Romig (no longer appointed)

  FRN 471771 · Appointed 16 Aug 2007 · Until 14 Feb 2017

No changes recorded yet.