James Alistair Millward

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • City of London Investment Management Company Limited

    FRN 169910

    • [FCA CF] Manager of certification employee (since 1 Aug 2021)
    • [FCA CF] Client dealing (since 1 Aug 2020)
    • [FCA CF] Material risk taker (since 1 Aug 2020)
    • CF30 Customer (12 Oct 2009 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 22 Jul 2009)
    • CF26 Customer Trading (19 Jul 2005 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.