CITY FINANCIAL PLANNING LIMITED

• Principal Place of Business

  3 Princes Buildings

  Bath

  Somerset

  BA1 2ED

  UNITED KINGDOM

  Phone

  +4401225314999

  Web

  https://www.cityfinancialplanning.co.uk

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4403450340200

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Martin Purday

  IRN MJP00008

  • CF30 Customer (16 Oct 2009 to 14 Jun 2011)
• Matthew James Burke

  IRN MJB01698

  • CF30 Customer (20 Sep 2010 to 28 Dec 2012)
• Michael Jonathan Barker

  IRN MJB00054

  • [FCA CF] Manager of certification employee (since 18 Feb 2026)
• Minakshee Chauhan

  IRN MCC01113

  • [FCA CF] Manager of certification employee (since 30 Jun 2025)
• Neal Philip Speight

  IRN NPS00013

  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF21 Investment Adviser (7 Mar 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Jan 2006 to 7 Mar 2006)
• Nigel Francis Lewins

  IRN NFL00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Nigel Frank Harrison

  IRN NXH00049

  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Nigel Robert Rimell

  IRN NRR01031

  • CF30 Customer (14 Nov 2008 to 30 Dec 2010)
• Peter Derek Ruff

  IRN PDR00013

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Sep 2024)
  • CF30 Customer (27 Dec 2013 to 8 Dec 2019)
• Robert Stainsby

  IRN RXS02252

  • Responsibility for MCD Intermediation (21 Mar 2016 to 8 Jul 2016)
  • Responsible for Insurance Mediation (2 Nov 2012 to 8 Jul 2016)
  • CF1 Director (2 Nov 2012 to 8 Jul 2016)
  • CF11 Money Laundering Reporting (30 Aug 2011 to 8 Jul 2016)
  • CF10 Compliance Oversight (30 Aug 2011 to 8 Jul 2016)

• Bath & City Financial Ltd (no longer appointed)

  FRN 473851 · Appointed 15 Oct 2007 · Until 15 Dec 2014

No changes recorded yet.