Date authorised
1 April 2013
Companies House
04343251
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12th Floor Heron Tower,
    110 - Bishopsgate,
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402076144600
  • Complaints Contact

    12th Floor Heron Tower
    110 - Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442076144600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Henry Chu

    IRN HXC01135

    • CF26 Customer Trading (2 Dec 2004 to 2 Jul 2005)
  • Hugo Miguel Santos Queiriga

    IRN HMQ01004

    • CF26 Customer Trading (15 Nov 2005 to 14 Sep 2007)
  • Ian Field

    IRN IXF01029

    • CF30 Customer (1 Nov 2007 to 20 Aug 2008)
    • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
    • CF26 Customer Trading (4 Dec 2006 to 31 Oct 2007)
  • James Edward Clark

    IRN JEC01228

    • CF30 Customer (11 Feb 2009 to 30 Jun 2009)
  • Jing Wang

    IRN JXW02070

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Apr 2016 to 8 Dec 2019)
  • John Christian Murray

    IRN JCM01236

    • CF30 Customer (10 Feb 2009 to 3 May 2012)
  • Jonathan Sudaria

    IRN JXS02249

    • CF30 Customer (1 Nov 2007 to 19 Jun 2010)
    • CF26 Customer Trading (18 Sep 2007 to 31 Oct 2007)
  • Joseph Paul Hawthorn

    IRN JPH01146

    • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
    • CF26 Customer Trading (1 Jun 2006 to 31 Oct 2007)
  • Julian Robert Soper

    IRN JRS01244

    • CF1 Director (23 Jan 2007 to 2 Jul 2008)
    • CF3 Chief Executive (23 Jan 2007 to 2 Jul 2008)
    • CF8 Apportionment and Oversight (23 Jan 2007 to 31 Oct 2007)
    • CF26 Customer Trading (25 Sep 2006 to 14 Sep 2007)
  • Leilei Zeng

    IRN LXZ01038

    • CF30 Customer (24 Jun 2010 to 15 Sep 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.