City Credit Capital (UK) Ltd

Date authorised
1 April 2013
Companies House
04343251
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12th Floor Heron Tower,
    110 - Bishopsgate,
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402076144600
    Web
    https://www.cccapital.co.uk

  • Complaints Contact

    12th Floor Heron Tower
    110 - Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442076144600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ling Yang

    IRN LXY01030

    • CF30 Customer (11 Feb 2009 to 12 Aug 2019)
  • Lorenz Tak Shing Lee

    IRN LXL01109

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Sep 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Sep 2010 to 8 Dec 2019)
    • CF30 Customer (15 Aug 2008 to 8 Dec 2019)
    • CF26 Customer Trading (10 Nov 2004 to 31 Aug 2006)
    • CF1 Director (10 Nov 2004 to 8 Dec 2019)
  • Malik Awais Khan

    IRN MAK01135

    • CF26 Customer Trading (15 Nov 2005 to 31 Aug 2006)
  • Matiss Ambarovs

    IRN MXA02597

    • CF30 Customer (4 Mar 2016 to 12 Aug 2019)
  • Mitesh Vaghela

    IRN MXV01147

    • CF30 Customer (1 Nov 2007 to 26 Nov 2010)
    • CF26 Customer Trading (17 Nov 2005 to 31 Oct 2007)
  • Muhammad Adil Soyfoo

    IRN AXS02113

    • CF26 Customer Trading (3 Dec 2004 to 3 Nov 2005)
  • Nan Li Spencer

    IRN NXL01197

    • CF30 Customer (28 Jul 2014 to 2 Mar 2018)
  • Ovais Karim

    IRN OXK01033

    • CF26 Customer Trading (3 Dec 2004 to 9 Sep 2005)
  • Qianjin Gao

    IRN QXG00002

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Raymond Yip

    IRN RXY01036

    • SMF1 Chief Executive (since 31 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Nov 2004 to 16 Dec 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.