CITICORP TRUSTEE COMPANY LIMITED

• Principal Place of Business

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Share

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Share

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Share

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Julian Clarke

  IRN JXC62914

  • [FCA CF] Material risk taker (12 May 2021 to 22 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (12 May 2021 to 22 Feb 2024)
• Justin Herrmann

  IRN JXH62920

  • [FCA CF] Material risk taker (18 Dec 2020 to 19 Jul 2022)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Jul 2022)
• Justin Ng

  IRN JXN47935

  • [FCA CF] Significant management (9 Jun 2023 to 13 Jan 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2024)
• Kathryn Lisa Woodfine

  IRN KLW01029

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2022)
  • CF11 Money Laundering Reporting (3 Dec 2015 to 8 Dec 2019)
• Kathryn Skelton

  IRN KXS00166

  • [FCA CF] Significant management (1 Mar 2023 to 1 Mar 2024)
  • [PRA CF] Significant risk taker or Material risk taker (23 Feb 2021 to 1 Mar 2024)
  • [FCA CF] Material risk taker (23 Feb 2021 to 1 Mar 2024)
• Kerrie Elliott

  IRN KXE00108

  • [PRA CF] Significant risk taker or Material risk taker (6 Sep 2023 to 5 Oct 2023)
  • [FCA CF] Material risk taker (6 Sep 2023 to 5 Oct 2023)
• Kevin McCabe

  IRN KXM01245

  • CF15 Internal Audit (1 Dec 2001 to 30 Nov 2002)
• Kyle Mcmullan

  IRN KXM62903

  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 5 Feb 2024)
  • [FCA CF] Material risk taker (18 Dec 2020 to 5 Feb 2024)
• Lawrence Domingo

  IRN LXD00186

  • [PRA CF] Significant risk taker or Material risk taker (since 11 Nov 2021)
  • [FCA CF] Material risk taker (since 11 Nov 2021)
• Louise Bushby

  IRN LXB00402

  • [FCA CF] Material risk taker (1 Jan 2021 to 8 Jul 2022)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 8 Jul 2022)

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