CITICORP TRUSTEE COMPANY LIMITED

• Principal Place of Business

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Share

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Share

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Share

  Show 1 limitation Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Luke William Fox Fothergill

  IRN LXF00112

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Nov 2021)
• Malcolm Julian Rawlins

  IRN MJR01199

  • CF11 Money Laundering Reporting (1 May 2003 to 19 Dec 2008)
• Manjira Sen-Gosain

  IRN MXS01141

  • [FCA CF] Manager of certification employee (29 Dec 2022 to 20 May 2024)
• Manon JOLY

  IRN MXJ00322

  • [FCA CF] Client dealing (6 Sep 2024 to 20 Mar 2025)
• Marcelline Jena

  IRN MXJ00567

  • [PRA CF] Significant risk taker or Material risk taker (since 11 Dec 2025)
  • [FCA CF] Material risk taker (since 11 Dec 2025)
• Marco Rodriguez Romero

  IRN MXR00936

  • [FCA CF] Client dealing (16 Sep 2024 to 20 Mar 2025)
• Mark Gale

  IRN MXG62922

  • [FCA CF] Manager of certification employee (10 Aug 2022 to 20 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 28 Jun 2025)
  • [FCA CF] Material risk taker (18 Dec 2020 to 28 Jun 2025)
• Mark Hamilos

  IRN MXH01047

  • [FCA CF] Manager of certification employee (since 18 Sep 2023)
  • [FCA CF] Material risk taker (since 2 Aug 2023)
  • [PRA CF] Significant risk taker or Material risk taker (since 2 Aug 2023)
• Mark Hunsaker

  IRN MXH35050

  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 25 Apr 2023)
  • [FCA CF] Material risk taker (18 Dec 2020 to 25 Apr 2023)
• Mark Steuer

  IRN MXS00741

  • [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2025)
  • [FCA CF] Material risk taker (since 26 Mar 2025)

No changes recorded yet.