Kathryn Lisa Woodfine

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Sep 2023 to 26 Aug 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (4 Feb 2022 to 15 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (4 Feb 2022 to 15 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 4 Feb 2022)
    • CF11 Money Laundering Reporting (3 Dec 2015 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (4 Feb 2022 to 15 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (4 Feb 2022 to 15 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 4 Feb 2022)
    • CF11 Money Laundering Reporting (3 Dec 2015 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Material risk taker (4 Feb 2022 to 15 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (4 Feb 2022 to 15 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 4 Feb 2022)
    • CF11 Money Laundering Reporting (3 Dec 2015 to 6 Mar 2016)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [PRA CF] Significant risk taker or Material risk taker (4 Feb 2022 to 15 Feb 2023)
    • [FCA CF] Material risk taker (4 Feb 2022 to 15 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 May 2019 to 4 Feb 2022)
  • CITICORP TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122206

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2022)
    • CF11 Money Laundering Reporting (3 Dec 2015 to 8 Dec 2019)
  • Mortgages Plc (no longer approved here)

    FRN 304260

    • CF11 Money Laundering Reporting (3 Jan 2014 to 16 Oct 2015)
  • Wave Lending Limited (no longer approved here)

    FRN 305391

    • CF11 Money Laundering Reporting (3 Jan 2014 to 16 Oct 2015)
  • Mortgages 1 Limited (no longer approved here)

    FRN 308345

    • CF11 Money Laundering Reporting (3 Jan 2014 to 16 Oct 2015)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF11 Money Laundering Reporting (31 Jan 2013 to 13 May 2013)
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Updates to this individual's record on the FCA register.

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