CITICORP TRUSTEE COMPANY LIMITED

• Principal Place of Business

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Share

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Share

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Share

  Show 1 limitation Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• John David Morris

  IRN JDM01069

  • CF2 Non Executive Director (1 Dec 2001 to 26 Mar 2004)
• John Frezoulis

  IRN JXF00178

  • [FCA CF] Material risk taker (2 Mar 2021 to 12 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (2 Mar 2021 to 12 Feb 2024)
• Johnny McPoland

  IRN JXM04369

  • [PRA CF] Significant risk taker or Material risk taker (since 28 Oct 2025)
  • [FCA CF] Material risk taker (since 28 Oct 2025)
• Jonathan Asher

  IRN JXA35049

  • [FCA CF] Material risk taker (since 27 Oct 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 27 Oct 2022)
• Jonathan Burke

  IRN JXB00935

  • [PRA CF] Significant risk taker or Material risk taker (7 Dec 2021 to 4 Aug 2023)
  • [FCA CF] Material risk taker (7 Dec 2021 to 4 Aug 2023)
• Jonathan Edwards

  IRN JXE62904

  • [FCA CF] Material risk taker (18 Dec 2020 to 28 Feb 2023)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 28 Feb 2023)
• Jonathan Hollis

  IRN JXH01040

  • [FCA CF] Material risk taker (30 Dec 2022 to 28 Jul 2023)
  • [PRA CF] Significant risk taker or Material risk taker (30 Dec 2022 to 28 Jul 2023)
• Jonathan Warren

  IRN JXW00701

  • [FCA CF] Manager of certification employee (12 Apr 2023 to 29 Oct 2024)
  • [PRA CF] Significant risk taker or Material risk taker (23 May 2022 to 6 Nov 2024)
  • [FCA CF] Material risk taker (23 May 2022 to 6 Nov 2024)
• Joseph James Clark

  IRN JJC01170

  • [PRA CF] Significant risk taker or Material risk taker (26 Jan 2023 to 15 Jun 2024)
  • [FCA CF] Material risk taker (26 Jan 2023 to 15 Jun 2024)
• Julia Elliott

  IRN JXE62912

  • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
  • [FCA CF] Material risk taker (since 18 Dec 2020)

No changes recorded yet.