CITICORP TRUSTEE COMPANY LIMITED

• Principal Place of Business

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Share

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Share

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Share

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• James Naunton Davies

  IRN JXD00892

  • SMF16 Compliance Oversight (since 1 Aug 2024)
• James Stephen Foster

  IRN JSF01024

  • CF29 Significant management (1 Nov 2007 to 15 May 2009)
  • CF20 Significant Mgt (Settlements) (30 Oct 2003 to 31 Oct 2007)
• Janet Patricia Chapman

  IRN JPC01259

  • CF28 Systems and controls (17 Feb 2015 to 7 Mar 2016)
• Jason James

  IRN JTJ01012

  • [FCA CF] Significant management (28 Jan 2020 to 2 May 2022)
• Jeffrey French

  IRN JXF62908

  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 4 Mar 2024)
  • [FCA CF] Material risk taker (18 Dec 2020 to 4 Mar 2024)
• Jenny Tatum

  IRN JXT00624

  • [PRA CF] Significant risk taker or Material risk taker (since 7 Sep 2023)
  • [FCA CF] Material risk taker (since 7 Sep 2023)
• Jiger Patel

  IRN JXP01406

  • [PRA CF] Significant risk taker or Material risk taker (29 Mar 2023 to 31 Dec 2024)
  • [FCA CF] Material risk taker (29 Mar 2023 to 31 Dec 2024)
• Jillian Hamblin

  IRN JRH01108

  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Joerg Guenther

  IRN JXG00483

  • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2021 to 27 Jan 2023)
  • [FCA CF] Material risk taker (8 Nov 2021 to 27 Jan 2023)
• Johan Hartman

  IRN JXH62910

  • [FCA CF] Material risk taker (18 Dec 2020 to 25 Apr 2023)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 25 Apr 2023)

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