Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CITICORP TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122206

    • [FCA CF] Material risk taker (29 Mar 2023 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (29 Mar 2023 to 31 Dec 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (29 Mar 2023 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (29 Mar 2023 to 31 Dec 2024)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Material risk taker (29 Mar 2023 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (29 Mar 2023 to 31 Dec 2024)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [PRA CF] Significant risk taker or Material risk taker (29 Mar 2023 to 31 Dec 2024)
    • [FCA CF] Material risk taker (29 Mar 2023 to 31 Dec 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (12 Aug 2022 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (12 Aug 2022 to 31 Dec 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (19 Jul 2019 to 17 Dec 2020)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Material risk taker (19 Jul 2019 to 17 Dec 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (4 Oct 2002 to 2 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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