Citation Capital Management Limited

Date authorised
1 April 2013
Companies House
03818070
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Promenade Mansions
    The Promenade
    Edgware
    Barnet
    HA8 7JZ
    UNITED KINGDOM
    Phone
    +447776742955
    Web
    https://www.citcap.com

  • Complaints Contact

    6 Promenade Mansions
    The Promenade
    Edgware
    Barnet
    HA8 7JZ
    UNITED KINGDOM
    Phone
    +447776742955

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marc Aron

    IRN MXA01174

    • CF30 Customer (2 Nov 2012 to 30 Oct 2014)
    • CF29 Significant management (2 Nov 2012 to 30 Oct 2014)
  • Mark Stephen Cartlich

    IRN MSC01046

    • CF30 Customer (1 Feb 2016 to 17 Oct 2016)
  • Maruf H. Khan Noorpuri

    IRN MHN01021

    • CF30 Customer (31 Jan 2014 to 16 Dec 2014)
  • Mohammad Mottahedan

    IRN MXM01489

    • CF27 Investment Management (29 Aug 2002 to 8 Mar 2004)
    • CF26 Customer Trading (29 Aug 2002 to 8 Mar 2004)
    • CF21 Investment Adviser (29 Aug 2002 to 8 Mar 2004)
    • CF10 Compliance Oversight (29 Aug 2002 to 8 Mar 2004)
  • Nathan Aaron Low

    IRN NAL01042

    • CF30 Customer (14 Jun 2013 to 5 Sep 2016)
  • Rachel Hamilton Gregg Galvez

    IRN RHG01046

    • CF30 Customer (29 Mar 2013 to 22 Sep 2020)
  • Richard Arnim Reinert

    IRN RAR01080

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (28 Jun 2019 to 8 Dec 2019)
    • CF28 Systems and controls (18 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 14 Sep 2012)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • Steven Gary Robinson

    IRN SXR01315

    • CF30 Customer (29 Apr 2019 to 22 Sep 2020)
  • Wye Li Long

    IRN WLL01007

    • CF30 Customer (29 Mar 2013 to 17 Oct 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.