CIFC ASSET MANAGEMENT EUROPE LTD

• Principal Place of Business

  C I F C

  27 Knightsbridge

  London

  Westminster

  SW1X 7LY

  UNITED KINGDOM

  Phone

  +442038416200

  Web

  https://www.cifc.com

• Complaints Contact

  CIFC Asset Management Europe Ltd

  27 Knightsbridge

  6th Floor

  London

  SW1X 7LY

  ENGLAND AND WALES

  Phone

  +442038416200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Liam Winters

  IRN MLW01042

  • SMF16 Compliance Oversight (10 Jul 2020 to 20 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 20 Nov 2020)
• Maximilian Alexander Elliott-Taylor

  IRN MXE19741

  • [FCA CF] Client dealing (22 Feb 2021 to 30 Apr 2024)
• Nicolas Remy

  IRN NXR00130

  • [FCA CF] Client dealing (since 24 Jul 2024)
• Rhys Adam Pitt

  IRN RXP01870

  • SMF3 Executive Director (since 23 Nov 2022)
  • [FCA CF] Significant management (since 20 Jul 2022)
• Richard Daniel Robinson

  IRN RDR01016

  • [FCA CF] Client dealing (22 Feb 2021 to 19 Nov 2021)
  • [FCA CF] Manager of certification employee (22 Feb 2021 to 19 Nov 2021)
  • [FCA CF] Material risk taker (22 Feb 2021 to 19 Nov 2021)
  • SMF3 Executive Director (10 Jul 2020 to 19 Nov 2021)
• Rinse Terpstra

  IRN RXT01531

  • [FCA CF] Client dealing (since 22 Feb 2021)
• Sara Miwa Cunningham

  IRN SMC01279

  • [FCA CF] Material risk taker (22 Feb 2021 to 29 Oct 2021)
  • SMF16 Compliance Oversight (20 Nov 2020 to 29 Oct 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Nov 2020 to 29 Oct 2021)
• Stephen Joseph Vaccaro

  IRN SXV10481

  • SMF3 Executive Director (since 10 Jul 2020)
  • [FCA CF] Material risk taker (22 Feb 2021 to 25 Jul 2022)
• Varunraj Thayalalingam

  IRN VXT00064

  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Dec 2022 to 12 Mar 2026)
  • SMF16 Compliance Oversight (28 Dec 2022 to 12 Mar 2026)
• Zoltan Paller

  IRN ZXP00009

  • [FCA CF] Client dealing (22 Feb 2021 to 7 Jul 2022)

No changes recorded yet.