Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • SMF3 Executive Director (11 Oct 2024 to 6 Jun 2025)
    • [FCA CF] Manager of certification employee (19 Apr 2024 to 11 Oct 2024)
    • [FCA CF] Client dealing (19 Apr 2024 to 6 Jun 2025)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • [FCA CF] Manager of certification employee (23 Jan 2023 to 26 Jun 2023)
    • [FCA CF] Client dealing (23 Jan 2023 to 26 Jun 2023)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • [FCA CF] Manager of certification employee (21 Dec 2022 to 30 May 2023)
    • [FCA CF] Client dealing (4 Jan 2022 to 26 Jun 2023)
  • CIFC ASSET MANAGEMENT EUROPE LTD (no longer approved here)

    FRN 845777

    • [FCA CF] Material risk taker (22 Feb 2021 to 19 Nov 2021)
    • [FCA CF] Client dealing (22 Feb 2021 to 19 Nov 2021)
    • [FCA CF] Manager of certification employee (22 Feb 2021 to 19 Nov 2021)
    • SMF3 Executive Director (10 Jul 2020 to 19 Nov 2021)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Nov 2021)
    • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
  • CIFC Asset Management Europe Limited (no longer approved here)

    FRN 809186

    • Employed By (22 Feb 2019 to 9 Jul 2020)
  • Centricus Asset Management Limited (no longer approved here)

    FRN 520117

    • CF30 Customer (11 Jan 2019 to 7 Feb 2019)
  • Redding Ridge Asset Management (UK) LLP (no longer approved here)

    FRN 768961

    • CF4 Partner (8 Dec 2017 to 25 Sep 2018)
    • CF30 Customer (8 Dec 2017 to 25 Sep 2018)
  • Apollo Management International LLP (no longer approved here)

    FRN 452877

    • CF30 Customer (14 Aug 2015 to 25 Sep 2018)
  • Oaktree Capital Management (UK) LLP (no longer approved here)

    FRN 550908

    • CF4 Partner (15 Nov 2011 to 2 Mar 2015)
    • CF30 Customer (15 Nov 2011 to 2 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.