CIFC ASSET MANAGEMENT EUROPE LTD

• Principal Place of Business

  C I F C

  27 Knightsbridge

  London

  Westminster

  SW1X 7LY

  UNITED KINGDOM

  Phone

  +442038416200

  Web

  https://www.cifc.com

• Complaints Contact

  CIFC Asset Management Europe Ltd

  27 Knightsbridge

  6th Floor

  London

  SW1X 7LY

  ENGLAND AND WALES

  Phone

  +442038416200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aidan Reynolds

  IRN AXR25969

  • [FCA CF] Client dealing (since 22 Feb 2021)
• Alessandro Andrea Garello Cantoni

  IRN AAG01075

  • [FCA CF] Client dealing (22 Feb 2021 to 7 Jul 2022)
• Anders Thaudal Samuelsen

  IRN AXS27225

  • [FCA CF] Client dealing (22 Feb 2021 to 24 Apr 2023)
• Andrew Connelly

  IRN AXC00530

  • [FCA CF] Client dealing (20 Jul 2022 to 31 May 2024)
  • [FCA CF] Material risk taker (22 Feb 2021 to 31 May 2024)
• Conor Thomas Daly

  IRN CTD01025

  • SMF3 Executive Director (since 17 Apr 2023)
  • [FCA CF] Manager of certification employee (since 28 Dec 2022)
  • [FCA CF] Significant management (since 28 Dec 2022)
  • [FCA CF] Material risk taker (since 28 Dec 2022)
  • [FCA CF] Client dealing (since 28 Dec 2022)
• Damien Arthur Mount

  IRN DXM00660

  • [FCA CF] Client dealing (11 Feb 2022 to 16 Jun 2022)
  • [FCA CF] Manager of certification employee (11 Feb 2022 to 16 Jun 2022)
• Joseph Gordon Alston

  IRN JGA01049

  • [FCA CF] Client dealing (since 11 Nov 2024)
• Joseph Howes

  IRN JXH03366

  • [FCA CF] Client dealing (since 11 Feb 2026)
• Joshua William Hughes

  IRN JWH01137

  • [FCA CF] Material risk taker (22 Feb 2021 to 25 Jul 2022)
  • [FCA CF] Client dealing (22 Feb 2021 to 19 Dec 2025)
  • [FCA CF] Manager of certification employee (22 Feb 2021 to 19 Dec 2025)
  • SMF3 Executive Director (10 Jul 2020 to 19 Dec 2025)
• Julian Martin Henry Weldon

  IRN JXW00595

  • SMF16 Compliance Oversight (28 Feb 2022 to 29 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Feb 2022 to 29 Aug 2022)

No changes recorded yet.