Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CIFC ASSET MANAGEMENT EUROPE LTD
FRN 845777
- SMF3 Executive Director (since 17 Apr 2023)
- [FCA CF] Manager of certification employee (since 28 Dec 2022)
- [FCA CF] Client dealing (since 28 Dec 2022)
- [FCA CF] Significant management (since 28 Dec 2022)
- [FCA CF] Material risk taker (since 28 Dec 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2020)
- CF30 Customer (6 Nov 2013 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2020)
- CF30 Customer (6 Nov 2013 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2020)
- CF30 Customer (6 Nov 2013 to 8 Dec 2019)
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- CF30 Customer (6 Nov 2013 to 8 Dec 2019)
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- CF30 Customer (27 Apr 2012 to 16 Apr 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.