Sara Miwa Cunningham

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CIFC ASSET MANAGEMENT EUROPE LTD (no longer approved here)

    FRN 845777

    • [FCA CF] Material risk taker (22 Feb 2021 to 29 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Nov 2020 to 29 Oct 2021)
    • SMF16 Compliance Oversight (20 Nov 2020 to 29 Oct 2021)
  • TETRAGON PARTNERS UK LLP (no longer approved here)

    FRN 524468

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Sep 2020)
    • CF10 Compliance Oversight (10 Oct 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Oct 2018 to 8 Dec 2019)
  • CVC Credit Partners European CLO Management LLP (no longer approved here)

    FRN 740003

    • CF10 Compliance Oversight (7 Jun 2018 to 6 Sep 2018)
    • CF11 Money Laundering Reporting (26 Apr 2018 to 14 Sep 2018)
  • CVC Credit Partners Investment Management Limited (no longer approved here)

    FRN 543560

    • CF11 Money Laundering Reporting (26 Apr 2018 to 14 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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