Date authorised
1 January 2019
Companies House
FC038004
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4403458410056
  • Complaints Contact

    The Sentinel Building
    103 Waterloo Street
    Glasgow
    G2 7BW
    UNITED KINGDOM
    Phone
    +4403458410056

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Life and annuity, Permanent health, Sickness

  • Trades With You Directly

    For Eligible Counterparty, Professional, Government and public security

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Life and annuity, Permanent health, Sickness

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Naresh Gandhi

    IRN NXG54210

    • [FCA CF] Significant management (1 Jan 2019 to 4 Mar 2020)
  • Neal Daniel

    IRN NXD00203

    • [FCA CF] Material risk taker (1 Apr 2024 to 1 Jan 2025)
    • [FCA CF] Significant management (3 May 2022 to 1 Jul 2023)
  • Nicola McCabe

    IRN NXM54204

    • [FCA CF] Material risk taker (since 9 Dec 2023)
    • [FCA CF] Significant management (1 Jan 2019 to 9 Dec 2023)
  • Nikolai Dythtchenko

    IRN NXD54201

    • [FCA CF] Material risk taker (1 Feb 2021 to 30 Sep 2025)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Feb 2021)
  • Patrick Andrew Nolan

    IRN PXN54211

    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2025 to 4 Jul 2025)
    • [PRA CF] Key function holder (31 Jan 2025 to 4 Jul 2025)
    • [FCA CF] Material risk taker (1 Jul 2023 to 4 Jul 2025)
    • SMF4 Chief Risk (6 Apr 2021 to 16 Nov 2022)
    • [FCA CF] Significant management (1 Jan 2019 to 4 Mar 2020)
  • Patrick Scott Lawlis

    IRN PXL00249

    • [FCA CF] Manager of certification employee (1 Mar 2022 to 1 Jul 2023)
    • [FCA CF] Material risk taker (1 Mar 2022 to 1 Jul 2023)
  • Paul Ames

    IRN PXA54212

    • [FCA CF] Significant management (1 Jan 2019 to 4 Mar 2020)
  • Paul Johnston

    IRN PXJ35600

    • [FCA CF] Manager of certification employee (1 Jan 2019 to 8 Apr 2020)
    • [FCA CF] Significant management (1 Jan 2019 to 8 Apr 2020)
  • Richard Atkin

    IRN RFA01024

    • SMF24 Chief Operations (1 Apr 2021 to 3 Sep 2022)
    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Apr 2021)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Apr 2021)
  • Richard Edward Copping

    IRN REC01100

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2022)
    • SMF16 Compliance Oversight (since 31 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Oct 2022 to 30 Oct 2022)
    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Jul 2023)
    • [PRA CF] Key function holder (1 Jan 2019 to 1 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 1 Jul 2023)

Recent activity

Updates to this firm's record on the FCA register.

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