Date authorised
1 January 2019
Companies House
FC038004
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4403458410056
  • Complaints Contact

    The Sentinel Building
    103 Waterloo Street
    Glasgow
    G2 7BW
    UNITED KINGDOM
    Phone
    +4403458410056

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Life and annuity, Permanent health, Sickness

  • Trades With You Directly

    For Eligible Counterparty, Professional, Government and public security

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Life and annuity, Permanent health, Sickness

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard James Shanks

    IRN RXS00483

    • [FCA CF] Material risk taker (since 13 Mar 2025)
    • [FCA CF] Material risk taker (19 Jan 2022 to 4 Feb 2025)
    • [FCA CF] Significant management (16 Feb 2021 to 1 Jul 2023)
  • Robert Lamprey

    IRN RJL01185

    • [FCA CF] Material risk taker (1 Jul 2023 to 22 Oct 2023)
    • SMF5 Head of Internal Audit (6 Apr 2021 to 16 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 6 Apr 2021)
    • [PRA CF] Key function holder (1 Jan 2019 to 6 Apr 2021)
  • Sian Richards

    IRN SXR08936

    • [FCA CF] Material risk taker (since 1 Jan 2019)
  • Stanislaw Strelnik

    IRN SXS00722

    • [FCA CF] Significant management (since 16 Aug 2021)
  • Stephen Barkhuizen

    IRN SXB43428

    • [FCA CF] Significant management (1 Jan 2019 to 4 Mar 2020)
  • Stephen Parry

    IRN SXP08957

    • [FCA CF] Material risk taker (1 Jan 2019 to 28 May 2019)
  • Sunil Parmar

    IRN SXP54202

    • [FCA CF] Material risk taker (1 Jan 2019 to 4 Feb 2025)
  • Timothy Wade

    IRN TCW01029

    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2019 to 30 Apr 2019)
  • Wayne Price

    IRN WXP16614

    • SMF24 Chief Operations (6 Apr 2021 to 16 Nov 2022)
    • [FCA CF] Significant management (11 Sep 2019 to 29 Dec 2023)
    • [FCA CF] Manager of certification employee (11 Sep 2019 to 29 Dec 2023)
    • [FCA CF] Material risk taker (11 Sep 2019 to 29 Dec 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.