Christopher Jones Wealth Management Ltd

• Principal Place of Business

  4 Stonemasons Court

  67 Parchment Street

  Winchester

  Hampshire

  SO23 8AT

  UNITED KINGDOM

  Phone

  +4401962896611

  Web

  https://www.christopherjones.co.uk

• Complaints Contact

  4 Stonemasons Court

  67 Parchment Street

  Winchester

  Hampshire

  SO23 8AT

  UNITED KINGDOM

  Phone

  +4401962896611

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Jones

  IRN CXJ00032

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 3 Aug 2020)
  • Responsible for Insurance Distribution (since 3 Aug 2020)
  • SMF1 Chief Executive (since 3 Aug 2020)
  • SMF16 Compliance Oversight (since 3 Aug 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2020)
  • [FCA CF] Client dealing (since 1 Aug 2020)
  • [FCA CF] CASS oversight function (1 Aug 2020 to 2 Aug 2020)
  • [FCA CF] Significant management (1 Aug 2020 to 2 Aug 2020)
• Eliot Jones

  IRN EXJ01177

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 3 Aug 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2020)
  • [FCA CF] Client dealing (since 1 Aug 2020)
  • [FCA CF] Manager of certification employee (1 Aug 2020 to 2 Aug 2020)
  • [FCA CF] Significant management (1 Aug 2020 to 2 Aug 2020)
• Robin Brian Jones

  IRN RXJ36901

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 20 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
  • SMF3 Executive Director (since 3 Aug 2020)
  • [FCA CF] Manager of certification employee (1 Dec 2021 to 2 Dec 2021)
  • [FCA CF] Significant management (1 Aug 2020 to 2 Aug 2020)

No changes recorded yet.