Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Christopher Jones Wealth Management Ltd
FRN 921339
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 20 Apr 2022)
- [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
- SMF3 Executive Director (since 3 Aug 2020)
- [FCA CF] Manager of certification employee (1 Dec 2021 to 2 Dec 2021)
- [FCA CF] Significant management (1 Aug 2020 to 2 Aug 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.