Christopher Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Christopher Jones Wealth Management Ltd

    FRN 921339

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2020)
    • SMF16 Compliance Oversight (since 3 Aug 2020)
    • SMF3 Executive Director (since 3 Aug 2020)
    • Responsible for Insurance Distribution (since 3 Aug 2020)
    • SMF1 Chief Executive (since 3 Aug 2020)
    • [FCA CF] Client dealing (since 1 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2020)
    • [FCA CF] Significant management (1 Aug 2020 to 2 Aug 2020)
    • [FCA CF] CASS oversight function (1 Aug 2020 to 2 Aug 2020)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 26 Apr 2011)
    • CF21 Investment Adviser (20 Feb 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Nov 2002 to 20 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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