China Merchants Bank Co., Ltd

• Principal Place of Business

  18/F

  20 Fenchurch Street

  London

  EC3M 3BY

  UNITED KINGDOM

  Phone

  +4402038248888

  Web

  https://london.cmbchina.com

• Complaints Contact

  China Merchants Bank

  20 Fenchurch Street

  London

  City Of London

  EC3M 3BY

  UNITED KINGDOM

  Phone

  +442039084639

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Songqi Liu

  IRN SXL00791

  • [FCA CF] Client dealing (4 Nov 2024 to 17 Apr 2026)
• Stacey Dennison

  IRN SXD00602

  • [FCA CF] Client dealing (20 Oct 2022 to 2 May 2023)
• Tianbo Wang

  IRN TXW45262

  • [FCA CF] Significant management (since 17 Apr 2026)
  • [FCA CF] Manager of certification employee (since 17 Apr 2026)
  • [FCA CF] Material risk taker (since 1 Oct 2022)
  • [FCA CF] Client dealing (since 1 Oct 2022)
  • [FCA CF] Significant management (23 Aug 2022 to 1 Oct 2022)
  • [FCA CF] Client dealing (5 Aug 2021 to 19 Apr 2022)
  • [FCA CF] Functions requiring qualifications (1 May 2019 to 23 Aug 2022)
• Wei Li

  IRN WXL26241

  • SMF19 Head of Overseas Branch/Head of Overseas (17 Mar 2020 to 22 Apr 2022)
• Xin Guo

  IRN XXG00006

  • SMF3 Executive Director (since 1 Mar 2024)
  • [FCA CF] Client dealing (1 Feb 2023 to 29 Feb 2024)
  • [FCA CF] Significant management (1 Feb 2023 to 29 Feb 2024)
  • [FCA CF] Material risk taker (1 Feb 2023 to 29 Feb 2024)
• Xingxuan Ren

  IRN XXR44734

  • [FCA CF] Material risk taker (2 Jul 2018 to 23 Apr 2021)
  • [FCA CF] Client dealing (2 Jul 2018 to 23 Apr 2021)
• Xinyue Fang

  IRN XXF44711

  • [FCA CF] Material risk taker (29 Oct 2018 to 6 Jul 2021)
  • [FCA CF] Client dealing (29 Oct 2018 to 6 Jul 2021)
• Xue Lin

  IRN XXL00040

  • [FCA CF] Client dealing (since 17 Apr 2026)
  • [FCA CF] Material risk taker (since 20 May 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 20 May 2024)
• Yang Zou

  IRN YXZ00016

  • [FCA CF] Client dealing (7 Jun 2021 to 19 Jan 2022)
  • [FCA CF] Functions requiring qualifications (7 Jun 2021 to 19 Jan 2022)
• Yao Cheng

  IRN YXC00092

  • [FCA CF] Client dealing (since 7 Oct 2024)

No changes recorded yet.