China Merchants Bank Co., Ltd

• Principal Place of Business

  18/F

  20 Fenchurch Street

  London

  EC3M 3BY

  UNITED KINGDOM

  Phone

  +4402038248888

  Web

  https://london.cmbchina.com

• Complaints Contact

  China Merchants Bank

  20 Fenchurch Street

  London

  City Of London

  EC3M 3BY

  UNITED KINGDOM

  Phone

  +442039084639

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Yi-Jui Lin

  IRN YXL44850

  • [FCA CF] Client dealing (1 Jun 2016 to 12 Jun 2024)
  • [FCA CF] Material risk taker (1 Jun 2016 to 12 Jun 2024)
• Yizhe Wei

  IRN YXW44895

  • [FCA CF] Material risk taker (since 19 Mar 2016)
• Yu Ding

  IRN YXD45268

  • [FCA CF] Material risk taker (since 22 Jul 2025)
  • [FCA CF] Manager of certification employee (19 Mar 2016 to 22 Jul 2025)
• Yu Feng

  IRN YXF44881

  • [FCA CF] Material risk taker (since 19 Mar 2016)
• Yu Yi

  IRN YXY00070

  • [FCA CF] Client dealing (since 18 Nov 2024)
• Yuen Yau Lam

  IRN YXL44857

  • [FCA CF] Client dealing (2 Jul 2018 to 9 Apr 2021)
  • [FCA CF] Functions requiring qualifications (2 Jul 2018 to 9 Apr 2021)
• Yueying Shi

  IRN YXS44696

  • [FCA CF] Client dealing (1 Mar 2019 to 1 Aug 2024)
  • [FCA CF] Material risk taker (1 Mar 2019 to 1 Aug 2024)
• Yumin Zhang

  IRN YXZ45265

  • [FCA CF] Material risk taker (1 Mar 2019 to 14 Aug 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2019 to 14 Aug 2025)
• Zhifa Huang

  IRN ZXH44814

  • [FCA CF] Material risk taker (16 Jan 2017 to 31 Dec 2021)
  • [FCA CF] Client dealing (16 Jan 2017 to 31 Dec 2021)

No changes recorded yet.