Yuen Yau Lam

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CBH Wealth UK Limited

    FRN 514546

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2025)
  • ORION RIDGE CAPITAL LIMITED (no longer approved here)

    FRN 830294

    • [FCA CF] Functions requiring qualifications (13 Jun 2024 to 29 Nov 2024)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Client dealing (22 Sep 2021 to 12 Jun 2024)
    • [FCA CF] Functions requiring qualifications (22 Sep 2021 to 12 Jun 2024)
  • China Merchants Bank Co., Ltd (no longer approved here)

    FRN 713033

    • [FCA CF] Functions requiring qualifications (2 Jul 2018 to 9 Apr 2021)
    • [FCA CF] Client dealing (2 Jul 2018 to 9 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

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