Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAYES FINANCE LIMITED (no longer approved here)

    FRN 485955

    • [FCA CF] Client dealing (19 Apr 2024 to 2 May 2024)
    • [FCA CF] Functions requiring qualifications (19 Apr 2024 to 1 Aug 2025)
    • [PRA CF] Key function holder (19 Apr 2024 to 2 May 2024)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • [FCA CF] Client dealing (30 Jun 2022 to 1 Jul 2022)
    • [FCA CF] Functions requiring qualifications (30 Jun 2022 to 26 Apr 2023)
  • China Merchants Bank Co., Ltd (no longer approved here)

    FRN 713033

    • [FCA CF] Client dealing (7 Jun 2021 to 19 Jan 2022)
    • [FCA CF] Functions requiring qualifications (7 Jun 2021 to 19 Jan 2022)
  • Knight Frank Finance LLP (no longer approved here)

    FRN 459093

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 9 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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