China Construction Bank Corporation London Branch

• Principal Place of Business

  111 Old Broad Street

  London

  City Of London

  EC2N 1AP

  UNITED KINGDOM

  Phone

  +442070386000

  Web

  https://uk.ccb.com/london/en/index.html

• Complaints Contact

  111 Old Broad Street

  London

  City Of London

  EC2N 1AP

  UNITED KINGDOM

  Phone

  +4402030369273

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Norashikin Sheikh Mohamed Amin

  IRN SMN01045

  • CF11 Money Laundering Reporting (22 Dec 2014 to 25 Nov 2015)
• Paul Dempsey

  IRN PXD01636

  • SMF5 Head of Internal Audit (7 Mar 2016 to 30 Aug 2019)
  • CF28 Systems and controls (22 Dec 2014 to 6 Mar 2016)
• Paul Leonard

  IRN PXL01150

  • SMF2 Chief Finance (7 Mar 2016 to 20 Mar 2017)
  • CF28 Systems and controls (26 May 2015 to 6 Mar 2016)
• Peng Wang

  IRN PXW00284

  • [FCA CF] Client dealing (18 Jan 2022 to 3 Nov 2023)
• Philip Wyndham Bedos

  IRN PWB01094

  • SMF16 Compliance Oversight (5 Jul 2019 to 29 Sep 2020)
• Qi Xin

  IRN QXX00001

  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2018 to 11 Mar 2022)
  • [FCA CF] Material risk taker (7 Mar 2018 to 11 Mar 2022)
  • [FCA CF] Client dealing (7 Mar 2018 to 11 Mar 2022)
• Qingyou Huang

  IRN QXH01016

  • CF29 Significant management (22 Dec 2014 to 31 Dec 2014)
• Qun Wang

  IRN QXW01007

  • SMF22 Other Local Responsibility (7 Mar 2016 to 1 Jul 2016)
  • CF30 Customer (22 Dec 2014 to 6 Mar 2016)
  • CF29 Significant management (22 Dec 2014 to 6 Mar 2016)
• Richard Ovenden

  IRN RXO00026

  • [FCA CF] Client dealing (since 16 Apr 2018)
  • [PRA CF] Significant risk taker or Material risk taker (16 Apr 2018 to 11 Mar 2022)
  • [FCA CF] Material risk taker (16 Apr 2018 to 11 Mar 2022)
• Riley James Peterson

  IRN RXP00575

  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Apr 2024 to 25 Apr 2026)
  • SMF16 Compliance Oversight (16 Apr 2024 to 25 Apr 2026)

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