Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (since 28 Jan 2025)
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- SMF16 Compliance Oversight (3 Jul 2023 to 31 Aug 2023)
- SMF3 Executive Director (3 Jul 2023 to 31 Aug 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (3 Jul 2023 to 31 Aug 2023)
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- SMF16 Compliance Oversight (5 Jul 2019 to 29 Sep 2020)
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- CF10 Compliance Oversight (18 Nov 2011 to 14 Oct 2013)
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- CF11 Money Laundering Reporting (31 Jul 2008 to 21 Dec 2009)
- CF10 Compliance Oversight (31 Jul 2008 to 21 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.