China Citic Bank Corporation Limited London Branch

• Principal Place of Business

  5th Floor 99 Gresham Street

  London

  EC2V 7NG

  UNITED KINGDOM

  Phone

  +4402077109100

  Web

  https://www.citicbank.com

• Complaints Contact

  5th Floor 99 Gresham Street

  London

  EC2V 7NG

  UNITED KINGDOM

  Phone

  +442077109100

• Bank Deposits

  For Eligible Counterparty, Professional

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  • · The firm is limited to wholesale business only.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Francis Miller

  IRN JFM01097

  • SMF16 Compliance Oversight (6 Dec 2022 to 19 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Dec 2022 to 19 Jul 2024)
• Kai Lee

  IRN KXL28486

  • [FCA CF] Client dealing (since 17 Sep 2019)
  • [FCA CF] Material risk taker (17 Sep 2019 to 18 Sep 2019)
• Lin Gan

  IRN LXG28497

  • [FCA CF] Client dealing (13 May 2019 to 30 Sep 2022)
• Ming Zhang

  IRN MXZ00106

  • [FCA CF] Client dealing (since 1 Jun 2023)
• Peifa Wang

  IRN PXW00470

  • [FCA CF] Significant management (since 22 May 2025)
  • [FCA CF] Material risk taker (since 22 May 2025)
• Renjun Wang

  IRN RXW01658

  • [FCA CF] Material risk taker (since 8 Apr 2026)
  • [FCA CF] Proprietary trader (since 23 May 2025)
  • [FCA CF] Client dealing (since 12 Apr 2019)
• Rhoderick Grant Sutton

  IRN RGS01114

  • SMF17 Money Laundering Reporting Officer (MLRO) (19 Mar 2019 to 13 May 2022)
  • SMF16 Compliance Oversight (19 Mar 2019 to 13 May 2022)
• Richard Thomas Thaiss

  IRN RTT01010

  • [FCA CF] Client dealing (since 22 May 2025)
  • [FCA CF] Significant management (since 22 May 2025)
  • [FCA CF] Proprietary trader (since 22 May 2025)
  • [FCA CF] Material risk taker (since 22 May 2025)
  • SMF22 Other Local Responsibility (19 Mar 2019 to 30 Apr 2025)
• Stuart Ball

  IRN EXB01357

  • [FCA CF] Client dealing (since 20 Feb 2025)
• Vaseem Chapra

  IRN VXC16981

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Oct 2024)
  • SMF16 Compliance Oversight (since 10 Oct 2024)

No changes recorded yet.