Date authorised
3 January 2017
Companies House
OC402587
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lion Court
    25 Procter Street
    London
    WC1V 6NY
    UNITED KINGDOM
    Phone
    +442036375623
  • Complaints Contact

    Lion Court
    25 Procter Street
    London
    WC1V 6NY
    UNITED KINGDOM
    Phone
    +442036375623

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harry Reid

    IRN HXR00230

    • [FCA CF] Client dealing (since 13 Mar 2024)
  • Jane Traylen

    IRN JXT00579

    • SMF16 Compliance Oversight (since 1 Aug 2023)
  • Jane Traylen

    IRN JXT00599

    • [FCA CF] Significant management (since 1 Apr 2023)
  • Jonathan Geoffrey Rawlings

    IRN JXR26880

    • [FCA CF] Client dealing (since 18 Sep 2024)
  • Joseph Bennett

    IRN JXB01352

    • [FCA CF] Client dealing (since 1 Apr 2023)
  • Matthew Holmes

    IRN MXH01029

    • [FCA CF] Client dealing (1 Apr 2023 to 23 Jan 2024)
  • Michael William Coupland

    IRN MWC01098

    • SMF27 Partner (since 7 Oct 2025)
    • [FCA CF] Client dealing (since 18 Sep 2024)
  • Philip Richard Weston

    IRN PXW01324

    • SMF16 Compliance Oversight (5 Oct 2022 to 28 Apr 2023)
    • SMF27 Partner (5 Oct 2022 to 28 Apr 2023)
  • Ryan James Henry Robson

    IRN RJR01083

    • SMF9 Chair of the Governing Body (since 4 Jun 2020)
    • [FCA CF] Significant management (since 4 Jun 2020)
    • SMF27 Partner (since 4 Jun 2020)
  • Thomas Phipps

    IRN TXP01483

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Oct 2025)
    • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jan 2017 to 8 Dec 2019)
    • CF4 Partner (3 Jan 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.