Date authorised
3 January 2017
Companies House
OC402587
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lion Court
    25 Procter Street
    London
    WC1V 6NY
    UNITED KINGDOM
    Phone
    +442036375623
  • Complaints Contact

    Lion Court
    25 Procter Street
    London
    WC1V 6NY
    UNITED KINGDOM
    Phone
    +442036375623

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Virginia Clare Doble

    IRN VXD87767

    • [FCA CF] Client dealing (1 Apr 2023 to 27 Oct 2023)
    • SMF27 Partner (7 Nov 2022 to 22 Oct 2023)
  • Zerxis Billimoria

    IRN ZXB00040

    • [FCA CF] Client dealing (1 Apr 2023 to 21 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.