Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 4 Jun 2020)
    • SMF27 Partner (since 4 Jun 2020)
    • [FCA CF] Significant management (since 4 Jun 2020)
  • Sovereign Capital Partners LLP (no longer approved here)

    FRN 408227

    • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
    • CF8 Apportionment and Oversight (20 Oct 2005 to 31 Oct 2007)
    • CF3 Chief Executive (20 Oct 2005 to 31 Mar 2011)
    • CF27 Investment Management (30 Nov 2004 to 31 Oct 2007)
    • CF4 Partner (30 Nov 2004 to 31 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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