Date authorised
1 April 2013
Companies House
00088695
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    33-34 Winckley Square
    Preston
    Lancashire
    PR1 3JJ
    UNITED KINGDOM
    Phone
    +443457456125
  • Complaints Contact

    Lancaster Court
    8 Barnes Wallis Road
    Fareham
    Hampshire
    PO15 5TU
    UNITED KINGDOM
    Phone
    +447767007552

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Michael Mahoney

    IRN AMM01163

    • CF8 Apportionment and Oversight (18 Nov 2004 to 19 Sep 2007)
    • CF2 Non Executive Director (18 Nov 2004 to 21 Sep 2007)
  • Anthony Philip Hope

    IRN APH01063

    • CF2 Non Executive Director (1 Dec 2001 to 1 Nov 2006)
  • Antonio Pedro Dos Santos Simoes

    IRN APD01144

    • CF1 Director (1 Nov 2012 to 13 Dec 2012)
  • Ben Taylor

    IRN BXT31319

    • [FCA CF] Manager of certification employee (3 Jun 2019 to 3 Jul 2019)
  • Bernard David Goldberg

    IRN BDG01008

    • CF28 Systems and controls (1 Nov 2007 to 6 Jun 2008)
    • CF14 Risk Assessment (10 Feb 2006 to 31 Oct 2007)
    • CF1 Director (22 Apr 2005 to 30 Nov 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 6 Jun 2008)
    • CF2 Non Executive Director (1 Dec 2001 to 22 Apr 2005)
  • Brendan Cook

    IRN BAC01071

    • CF1 Director (20 Sep 2011 to 21 Feb 2014)
  • Brian Robertson

    IRN BXR01193

    • CF1 Director (6 Dec 2010 to 1 Sep 2014)
    • CF28 Systems and controls (1 Nov 2007 to 22 Feb 2011)
    • CF14 Risk Assessment (31 Dec 2004 to 31 Oct 2007)
  • Bruce Alan Fletcher

    IRN BAF01029

    • CF28 Systems and controls (19 Jan 2011 to 19 Dec 2012)
    • CF1 Director (16 Dec 2009 to 31 Mar 2011)
  • Bruce Anthony Howe

    IRN BAH01074

    • Responsible for Insurance Mediation (18 Nov 2011 to 29 Mar 2012)
    • CF3 Chief Executive (18 Nov 2011 to 19 Apr 2012)
    • CF8 Apportionment and Oversight (18 Nov 2011 to 19 Apr 2012)
    • CF1 Director (11 Dec 2009 to 20 Jul 2012)
  • Carlos Eduardo Cavalcanti Wanderley Filho

    IRN CEW01069

    • CF1 Director (9 Jan 2007 to 9 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.