Date authorised
1 April 2013
Companies House
00088695
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    33-34 Winckley Square
    Preston
    Lancashire
    PR1 3JJ
    UNITED KINGDOM
    Phone
    +443457456125
  • Complaints Contact

    Lancaster Court
    8 Barnes Wallis Road
    Fareham
    Hampshire
    PO15 5TU
    UNITED KINGDOM
    Phone
    +447767007552

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amie Lancaster

    IRN ARL30405

    • [FCA CF] Functions requiring qualifications (15 Jan 2019 to 21 Oct 2020)
  • Andrew Barry Millard

    IRN ABM01029

    • CF14 Risk Assessment (1 Dec 2001 to 1 Dec 2001)
    • CF12 Actuarial (1 Dec 2001 to 1 Dec 2001)
    • CF1 Director (1 Dec 2001 to 1 Dec 2001)
  • Andrew Clough

    IRN AXC01962

    • SMF18 Other Overall Responsibility (28 Jul 2023 to 3 Sep 2023)
    • [FCA CF] Manager of certification employee (26 Mar 2021 to 28 Jul 2023)
    • [FCA CF] Functions requiring qualifications (15 Jan 2019 to 22 Apr 2020)
  • Andrew Douglas van den Aardweg

    IRN ADV01021

    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 31 Dec 2023)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Dec 2023)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (20 Oct 2014 to 6 Mar 2016)
  • Andrew John Ward

    IRN AJW33456

    • [FCA CF] Manager of certification employee (18 Mar 2024 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (15 Jan 2019 to 13 Mar 2024)
  • Andrew Stuart Watson

    IRN AXW01302

    • Responsible for Insurance Mediation (5 Dec 2008 to 3 Nov 2009)
    • CF1 Director (5 Dec 2008 to 3 Nov 2009)
    • CF3 Chief Executive (5 Dec 2008 to 3 Nov 2009)
    • CF8 Apportionment and Oversight (5 Dec 2008 to 3 Nov 2009)
  • Andy Rowley

    IRN ADR01084

    • CF12 Actuarial (30 May 2008 to 6 Aug 2010)
  • Angus John McAlpine Halton

    IRN AJH01360

    • CF11 Money Laundering Reporting (14 Oct 2013 to 6 Mar 2016)
  • Anthony James Bloomfield

    IRN AXB04569

    • [FCA CF] Manager of certification employee (11 Mar 2025 to 10 Apr 2025)
  • Anthony Joseph Ashford

    IRN AJA01067

    • CF8 Apportionment and Oversight (1 Dec 2001 to 18 Nov 2004)
    • CF2 Non Executive Director (1 Dec 2001 to 18 Nov 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.