Chase de Vere Independent Financial Advisers limited

Date authorised
1 April 2013
Companies House
02090838
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    60 New Broad Street
    -
    London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +442070651700
    Web
    http://www.chasedevere.co.uk

  • Complaints Contact

    Chase De Vere I F A Group plc
    8 Exchange Quay
    Salford
    M5 3EJ
    UNITED KINGDOM
    Phone
    +4401618483498

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven John Brown

    IRN SJB00059

    • (875)CF21 Investment Adviser (23 Jan 2006 to 17 Aug 2007)
  • Steven John Logan

    IRN SJL00031

    • (725)[FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2022)
    • (726)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jul 2022)
    • (723)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (724)CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)
  • Steven John Roberts

    IRN SJR00026

    • (265)CF30 Customer (3 Jun 2009 to 31 Aug 2010)
  • Steven John Speed

    IRN SJS00021

    • (1300)CF30 Customer (1 Jul 2010 to 20 Mar 2014)
  • Steven Martin Hollman

    IRN SXH18387

    • (1220)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Sep 2020)
    • (1219)[FCA CF] Client dealing (9 Dec 2019 to 5 Sep 2020)
    • (1218)CF30 Customer (9 Aug 2019 to 8 Dec 2019)
  • Steven McGregor Haldane

    IRN SMH00020

    • (731)CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • Steven Robert Martin

    IRN SRM00063

    • (908)CF30 Customer (1 Nov 2007 to 12 Apr 2013)
    • (909)CF21 Investment Adviser (30 May 2002 to 31 Oct 2007)
  • Steven Sprague

    IRN SXS03379

    • (516)CF30 Customer (7 Jan 2015 to 8 Jun 2015)
  • Stewart Alan Morgan

    IRN SAM00006

    • (428)CF30 Customer (1 Nov 2007 to 19 Jan 2010)
    • (429)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Stewart Francis Pound

    IRN SFP00001

    • (32)CF21 Investment Adviser (2 Feb 2006 to 17 Nov 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Thomsons Financial Planning Consultants Limited

  2. trading name added: Thomson's Wealth Management Limited

  3. trading name added: AWD Wealth Management Limited

  4. trading name added: AWD Chase de Vere Wealth Management Limited

  5. trading name added: AWD Chase de Vere Limited

  6. trading name added: AWD Corporate Advice

  7. trading name added: AWD Chase de Vere Wealth Management

  8. trading name added: AWD Chase de Vere Private Wealth

  9. trading name added: AWD Chase de Vere Corporate Advice

  10. trading name added: AWD Chase de Vere

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