Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Craig Alan Graves

  IRN CAG01159

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Dec 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Dec 2021)
  • CF30 Customer (7 Nov 2018 to 8 Dec 2019)
• Craig Alexander Reed

  IRN CAR01172

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 6 Oct 2023)
  • [FCA CF] Functions requiring qualifications (since 6 Oct 2023)
• Craig Bullock

  IRN CXB00003

  • CF21 Investment Adviser (9 Oct 2003 to 29 Dec 2004)
• Craig Robert Watson

  IRN CRW00027

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2025)
  • CF30 Customer (14 Sep 2017 to 8 Dec 2019)
• Craig Ross Annan

  IRN CRA00002

  • CF21 Investment Adviser (24 Sep 2002 to 17 Aug 2007)
• Craig William Strachan

  IRN CXS00579

  • CF30 Customer (1 Aug 2022 to 10 Oct 2022)
  • Appointed representative dealing with clients for which they require qualification (1 Aug 2022 to 31 Jan 2023)
• Crispin James Wilkinson

  IRN CJW00035

  • CF21 Investment Adviser (22 Apr 2004 to 1 Mar 2005)
• Dacre Ambrose Staines

  IRN DAS00102

  • CF21 Investment Adviser (15 Jul 2002 to 3 Aug 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
• Dafydd Huw Edwards

  IRN DHE01012

  • CF30 Customer (7 Jan 2011 to 21 Feb 2013)
• Dafydd John Armstrong

  IRN DXA00145

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)

• Buckles Solicitors LLP (no longer appointed)

  FRN 517646 · Appointed 10 Feb 2010 · Until 3 Feb 2017

• Allguard Ltd (no longer appointed)

  FRN 512124 · Appointed 10 Nov 2009 · Until 3 Feb 2017

• Williams Ross Ltd (no longer appointed)

  FRN 511234 · Appointed 27 Oct 2009 · Until 20 Feb 2023

• Ramsdens Solicitors (no longer appointed)

  FRN 509588 · Appointed 9 Oct 2009 · Until 9 Oct 2013

• Lucentum Ltd (no longer appointed)

  FRN 507616 · Appointed 30 Sep 2009 · Until 3 Feb 2017

• Johnstone Howell & Co Accountants (no longer appointed)

  FRN 507070 · Appointed 17 Sep 2009 · Until 3 Feb 2017

• Groves Davey Ltd (no longer appointed)

  FRN 506594 · Appointed 7 Sep 2009 · Until 3 Feb 2017

• Mansell Lunt & Co Accountants Ltd (no longer appointed)

  FRN 506585 · Appointed 7 Sep 2009 · Until 3 Feb 2017

• John Davies & Co (no longer appointed)

  FRN 499573 · Appointed 4 Sep 2009 · Until 3 Feb 2017

• Clifford Roberts Chartered Accountants (no longer appointed)

  FRN 505179 · Appointed 17 Aug 2009 · Until 3 Jun 2015

No changes recorded yet.