Dafydd Huw Edwards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Sep 2017)
    • CF30 Customer (since 20 Sep 2017)
  • Tudor House Financial Services Limited

    FRN 409706

    • Employed By (since 11 Mar 2014)
    • Employed By (19 Mar 2013 to 31 Dec 2013)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (13 Nov 2013 to 5 Aug 2014)
  • M4 Financial Group Limited (no longer approved here)

    FRN 583474

    • CF30 Customer (21 Feb 2013 to 31 Dec 2013)
    • CF10 Compliance Oversight (21 Feb 2013 to 16 Sep 2013)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (7 Jan 2011 to 21 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

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