Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Sean Bartlett

  IRN CSB00014

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2025)
  • CF30 Customer (21 Jan 2015 to 8 Dec 2019)
• Christopher Thomas Green

  IRN CTG01015

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 Jul 2024)
  • [FCA CF] Client dealing (since 15 Jul 2024)
• Christopher Welch

  IRN CXW01551

  • CF30 Customer (11 Oct 2016 to 15 Jun 2017)
• Clare Elizabeth Morrissy

  IRN CEM01075

  • CF13 Finance (11 Apr 2006 to 21 May 2007)
  • CF1 Director (AR) (11 Apr 2006 to 16 May 2006)
  • CF1 Director (11 Apr 2006 to 21 May 2007)
• Clare Louise Hopkins

  IRN CLM00019

  • CF30 Customer (2 Jul 2012 to 14 Feb 2014)
• Clifford Husband

  IRN CXH01813

  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Jul 2013 to 8 Dec 2019)
• Colin David Target

  IRN CDT00012

  • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
  • CF21 Investment Adviser (2 Feb 2005 to 31 Oct 2007)
• Colin David Williams

  IRN CDW00015

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 May 2024)
  • [FCA CF] Functions requiring qualifications (since 10 May 2024)
• Colin Simpson Wallace

  IRN CSW00003

  • CF30 Customer (21 Aug 2017 to 22 Feb 2019)
• Cornelius Stephen Herbert

  IRN CSH00005

  • CF30 Customer (6 Jun 2018 to 22 Feb 2019)

• Buckles Solicitors LLP (no longer appointed)

  FRN 517646 · Appointed 10 Feb 2010 · Until 3 Feb 2017

• Allguard Ltd (no longer appointed)

  FRN 512124 · Appointed 10 Nov 2009 · Until 3 Feb 2017

• Williams Ross Ltd (no longer appointed)

  FRN 511234 · Appointed 27 Oct 2009 · Until 20 Feb 2023

• Ramsdens Solicitors (no longer appointed)

  FRN 509588 · Appointed 9 Oct 2009 · Until 9 Oct 2013

• Lucentum Ltd (no longer appointed)

  FRN 507616 · Appointed 30 Sep 2009 · Until 3 Feb 2017

• Johnstone Howell & Co Accountants (no longer appointed)

  FRN 507070 · Appointed 17 Sep 2009 · Until 3 Feb 2017

• Groves Davey Ltd (no longer appointed)

  FRN 506594 · Appointed 7 Sep 2009 · Until 3 Feb 2017

• Mansell Lunt & Co Accountants Ltd (no longer appointed)

  FRN 506585 · Appointed 7 Sep 2009 · Until 3 Feb 2017

• John Davies & Co (no longer appointed)

  FRN 499573 · Appointed 4 Sep 2009 · Until 3 Feb 2017

• Clifford Roberts Chartered Accountants (no longer appointed)

  FRN 505179 · Appointed 17 Aug 2009 · Until 3 Jun 2015

No changes recorded yet.