Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 19 Mar 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (358)Employed By (since 19 Mar 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (30 Jul 2012 to 8 Apr 2020)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (30 Jul 2012 to 11 Nov 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (1 Jan 2011 to 30 Sep 2012)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
    • CF21 Investment Adviser (2 Feb 2005 to 31 Oct 2007)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.