Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Lloyd Smyth

  IRN DLS00013

  • CF29 Significant management (1 Nov 2007 to 20 Dec 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (11 Apr 2006 to 31 Oct 2007)
• David Michael Wicks

  IRN DMW00039

  • CF21 Investment Adviser (24 Nov 2006 to 31 May 2007)
• David Mitchell

  IRN DXM02136

  • CF30 Customer (30 Jun 2014 to 24 Jul 2015)
• David Paul Newsholme

  IRN DPN00002

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (19 Aug 2011 to 8 Dec 2019)
• David Philip Coates

  IRN DPC00005

  • CF30 Customer (1 Nov 2007 to 29 Apr 2014)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• David Reginald Eager

  IRN DRE01033

  • CF30 Customer (2 Jan 2019 to 2 Sep 2019)
• David Richard Lyons

  IRN DRL00011

  • CF30 Customer (7 Jul 2014 to 24 Aug 2015)
• David Richard Thornber

  IRN DRT01038

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (9 Jun 2006 to 9 Jun 2006)
• David Richard Woodhouse

  IRN DRW00020

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• David Robert Duncan

  IRN DXD00021

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Feb 2025)
  • [FCA CF] Client dealing (since 25 Feb 2025)

• Mike O'Byrne (no longer appointed)

  FRN 604777 · Appointed 23 Jul 2013 · Until 3 Feb 2017

• PAD Residential (no longer appointed)

  FRN 604480 · Appointed 15 Jul 2013 · Until 3 Feb 2017

• Storrar Cowdry Solicitors (no longer appointed)

  FRN 604495 · Appointed 15 Jul 2013 · Until 3 Feb 2017

• KEEBLES LLP (no longer appointed)

  FRN 596757 · Appointed 4 Mar 2013 · Until 20 Feb 2023

• SavingsChampion.co.uk Limited (no longer appointed)

  FRN 595620 · Appointed 7 Feb 2013 · Until 3 Feb 2017

• KTS Owens Thomas Wealth Management Ltd (no longer appointed)

  FRN 490513 · Appointed 12 Sep 2012 · Until 25 Nov 2020

• HUW J Edmund Chartered Accounts Limited (no longer appointed)

  FRN 586428 · Appointed 15 Aug 2012 · Until 20 Feb 2023

• PayingForCare Limited (no longer appointed)

  FRN 577309 · Appointed 30 Jul 2012 · Until 1 Nov 2012

• Haines Watts of Skegness (no longer appointed)

  FRN 584366 · Appointed 9 Jul 2012 · Until 20 Feb 2023

• Taylor Rose (no longer appointed)

  FRN 582491 · Appointed 7 Jun 2012 · Until 3 Feb 2017

No changes recorded yet.