Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Susan Catherine Farrington

  IRN SCF00015

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (15 Jan 2019 to 8 Dec 2019)
• Susan Catherine Grierson

  IRN SCG01033

  • CF21 Investment Adviser (28 Feb 2002 to 21 Dec 2006)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Feb 2002)
• Susan Catherine Swain

  IRN SCS01102

  • CF30 Customer (6 Oct 2011 to 9 Sep 2016)
• Susan Claire Tait

  IRN SCT00022

  • CF4 Partner (AR) (21 Sep 2009 to 31 Dec 2013)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
  • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
• Susan Jane Anderson

  IRN SJA00004

  • [FCA CF] Client dealing (5 Jun 2024 to 1 Feb 2025)
  • [FCA CF] Functions requiring qualifications (5 Jun 2024 to 1 Feb 2025)
  • CF21 Investment Adviser (3 May 2002 to 26 Jul 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 May 2002)
• Susan Jane Maydwell

  IRN SJM00041

  • CF30 Customer (15 Jul 2015 to 18 May 2016)
• Susan Margaret Bravender

  IRN SMB00017

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Feb 2002)
• Susann Johnstone Bell Kulhas

  IRN SJF00012

  • CF21 Investment Adviser (8 Nov 2004 to 31 Dec 2005)
• Suzanne Hansford

  IRN SXB01573

  • CF30 Customer (1 Nov 2007 to 18 Feb 2009)
  • CF21 Investment Adviser (6 Jul 2006 to 31 Oct 2007)
• Tasnim Choudhury

  IRN TXK01671

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Oct 2020)
  • CF30 Customer (7 May 2019 to 8 Dec 2019)

• British Medical Association (BMA) Ltd (no longer appointed)

  FRN 439091 · Appointed 20 Jan 2006 · Until 6 Jan 2025

• Urbach Hacker Young Financial Planning Limited (no longer appointed)

  FRN 216758 · Appointed 22 Jul 2002 · Until 19 Dec 2007

• Redcliffe Associates Independent Financial Advisers Limited (no longer appointed)

  FRN 192404 · Appointed 11 Jan 2000 · Until 20 Apr 2004

No changes recorded yet.