CHARTWELL FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Chapelhouse Barn

  Pillmoss Lane

  Lower Whitley

  Warrington

  Cheshire West And Chester

  WA4 4DW

  UNITED KINGDOM

  Phone

  +441619293500

  Web

  https://www.chartwellfs.com

• Complaints Contact

  Chapelhouse Barn

  Pillmoss Lane

  Lower Whitley

  Warrington

  Cheshire West And Chester

  WA4 4DW

  UNITED KINGDOM

  Phone

  +441619293500

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• George Newton-Fletcher

  IRN GXN00139

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
  • SMF3 Executive Director (since 1 Oct 2025)
• Joel Matthew Adams

  IRN JMA00034

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF1 Director (AR) (24 Nov 2006 to 31 Dec 2007)
  • CF1 Director (4 Feb 2002 to 31 Dec 2007)
  • CF21 Investment Adviser (4 Feb 2002 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (4 Feb 2002 to 31 Oct 2007)
• John Philip Astbury

  IRN JPA00004

  • CF1 Director (28 Jul 2003 to 9 Sep 2009)
  • CF21 Investment Adviser (28 Jul 2003 to 1 Aug 2006)
• Jonathan Fisher

  IRN JSF01059

  • CF30 Customer (23 May 2011 to 16 Jul 2013)
• Joseph Wall

  IRN JXW00040

  • CF1 Director (AR) (4 Jan 2007 to 17 Jun 2013)
• Kirsty Hitchen

  IRN KXH00165

  • [FCA CF] Manager of certification employee (since 1 May 2024)
• Laura Petrie

  IRN LXP01375

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2025)
  • CF30 Customer (17 Jul 2012 to 8 Dec 2019)
• Mark Christopher Allen

  IRN MCA01056

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF22 Investment Adviser (Trainee) (20 Feb 2007 to 31 Oct 2007)
• Mark Francis Price

  IRN MFP01023

  • CF30 Customer (1 Nov 2007 to 17 Feb 2012)
  • CF22 Investment Adviser (Trainee) (10 Apr 2007 to 31 Oct 2007)
• Michael Alan Bridgett

  IRN MAB00115

  • CF1 Director (AR) (29 Jul 2010 to 3 May 2016)
  • CF10 Compliance Oversight (23 Feb 2010 to 3 May 2016)
  • CF30 Customer (1 Feb 2010 to 19 Dec 2012)

• Bridgett Williams Limited (no longer appointed)

  FRN 526945 · Appointed 1 Jul 2010 · Until 4 May 2016

• Chartwell Financial Management Ltd (no longer appointed)

  FRN 470114 · Appointed 10 Jul 2007 · Until 2 Jan 2008

• Bollington Financial Planning Ltd (no longer appointed)

  FRN 424482 · Appointed 17 Oct 2006 · Until 30 Nov 2018

No changes recorded yet.