Joel Matthew Adams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LIFT-Mortgages Limited (no longer approved here)

    FRN 918840

    • (2)Employed By (17 Mar 2020 to 31 Jan 2025)
  • LIFT-Financial Ltd (no longer approved here)

    FRN 471394

    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Jan 2025)
    • Responsibility for MCD Intermediation (19 Oct 2016 to 31 Jan 2025)
    • Responsible for Insurance Mediation (13 Dec 2011 to 30 Sep 2018)
    • CF10 Compliance Oversight (12 Dec 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Dec 2011 to 8 Dec 2019)
    • CF1 Director (AR) (11 Jan 2010 to 31 Jan 2025)
    • CF1 Director (2 Jan 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 28 Aug 2024)
    • CF24 Pension Transfer Specialist (15 Jun 2007 to 1 Nov 2007)
    • CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
  • LIFT-Advice Ltd (no longer approved here)

    FRN 623947

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Jan 2025)
    • Responsible for Insurance Mediation (3 Nov 2016 to 30 Sep 2018)
    • CF1 Director (1 Apr 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2015 to 8 Dec 2019)
  • LIFT-Invest Limited (no longer approved here)

    FRN 758465

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
    • CF1 Director (1 Mar 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Mar 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2017 to 8 Dec 2019)
  • Cartwright Employee Benefits Ltd (no longer approved here)

    FRN 542597

    • Employed By (17 May 2011 to 31 Jan 2025)
  • LIFT-Sport Limited (no longer approved here)

    FRN 513543

    • (3)Employed By (11 Jan 2010 to 31 Jan 2025)
  • CHARTWELL FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 189602

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF1 Director (AR) (24 Nov 2006 to 31 Dec 2007)
    • CF24 Pension Transfer Specialist (4 Feb 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Feb 2002 to 31 Oct 2007)
    • CF1 Director (4 Feb 2002 to 31 Dec 2007)
  • Chartwell Financial Management Ltd (no longer approved here)

    FRN 470114

    • Employed By (18 Jul 2007 to 31 Dec 2007)
  • Bollington Financial Planning Ltd (no longer approved here)

    FRN 424482

    • Employed By (24 Nov 2006 to 31 Dec 2007)

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