Charteris Treasury Portfolio Managers Limited

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FRN: 114952
Date authorised: 1 April 2013
Companies House: 01830771
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

AMP House

4th Floor Suite 10

Dingwall Road

Croydon

CR0 2LX

UNITED KINGDOM

Phone

+4402072209780

Web

https://www.charteris.co.uk
Complaints Contact

AMP House

4th Floor Suite 10

Dingwall Road

Croydon

CR0 2LX

UNITED KINGDOM

Phone

+4402072209780

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Matthew Taylor
IRN MXT01453
- CF30 Customer (14 Nov 2018 to 8 Dec 2019)
Mehrdad Yousefian
IRN MXY00006
- CF30 Customer (30 Apr 2014 to 10 Jul 2014)
Michael Francis Daldry
IRN MFD01029
- CF10 Compliance Oversight (22 Aug 2006 to 19 Apr 2010)
- CF11 Money Laundering Reporting (22 Aug 2006 to 19 Apr 2010)
Michael Jefferson Lawrence
IRN MJL01129
- CF2 Non Executive Director (29 Dec 2005 to 6 Aug 2008)
Moritz Langlotz
IRN MXL02041
- SMF16 Compliance Oversight (since 15 May 2025)
- CF30 Customer (17 Jul 2014 to 8 Dec 2019)
Neill David Eggins
IRN NDE01008
- CF30 Customer (13 Mar 2009 to 8 May 2009)
Nicholas Lazenby Taylor
IRN NXL01043
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (12 Jan 2006 to 25 Feb 2016)
- CF27 Investment Management (23 Feb 2005 to 31 Oct 2007)
- CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
Paul Robert Lucas
IRN PRL01043
- CF30 Customer (1 Nov 2007 to 23 Feb 2011)
- CF2 Non Executive Director (11 Mar 2005 to 23 Sep 2016)
Peter Raymond Robinson
IRN PRR00002
- CF21 Investment Adviser (4 Mar 2003 to 27 May 2003)
- CF1 Director (AR) (4 Mar 2003 to 27 May 2003)
Peter Walter John Sheehan
IRN PWS01035
- CF30 Customer (1 Nov 2007 to 20 Jun 2018)
- CF21 Investment Adviser (24 Oct 2003 to 31 Oct 2007)
- CF27 Investment Management (24 Oct 2003 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

BBS FIinancial Planning Limited (no longer appointed)
FRN 222797 · Appointed 12 Feb 2003 · Until 5 Jun 2003

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.