Michael Francis Daldry

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

William Highbourne Wealth Management Limited (no longer approved here)
FRN 917125
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2020 to 5 Nov 2021)
- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 5 Nov 2021)
- [FCA CF] Client dealing (1 Jul 2020 to 5 Nov 2021)
RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)
FRN 194713
- [FCA CF] Client dealing (9 Dec 2019 to 7 May 2021)
- CF30 Customer (7 Dec 2018 to 8 Dec 2019)
Charteris Treasury Portfolio Managers Limited (no longer approved here)
FRN 114952
- CF10 Compliance Oversight (22 Aug 2006 to 19 Apr 2010)
- CF11 Money Laundering Reporting (22 Aug 2006 to 19 Apr 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.