Charteris Treasury Portfolio Managers Limited

• Principal Place of Business

  AMP House

  4th Floor Suite 10

  Dingwall Road

  Croydon

  CR0 2LX

  UNITED KINGDOM

  Phone

  +4402072209780

  Web

  https://www.charteris.co.uk

• Complaints Contact

  AMP House

  4th Floor Suite 10

  Dingwall Road

  Croydon

  CR0 2LX

  UNITED KINGDOM

  Phone

  +4402072209780

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Pheric Charles Seamus Thrussell

  IRN PCT01015

  • CF15 Internal Audit (1 Dec 2001 to 13 Sep 2002)
  • CF13 Finance (1 Dec 2001 to 13 Sep 2002)
• Richard Fremantle

  IRN RWF00015

  • [FCA CF] Proprietary trader (1 Dec 2020 to 23 May 2025)
  • CF30 Customer (29 Nov 2012 to 8 Dec 2019)
• Richard Murray

  IRN RXM00072

  • CF21 Investment Adviser (4 Mar 2003 to 27 May 2003)
  • CF1 Director (AR) (4 Mar 2003 to 27 May 2003)
• Richard Wayne De Larrinaga Harper

  IRN RWH00061

  • CF26 Customer Trading (1 Dec 2001 to 18 Oct 2004)
  • CF1 Director (1 Dec 2001 to 18 Oct 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2004)
  • CF27 Investment Management (1 Dec 2001 to 18 Oct 2004)
• Robert Bernard Devine

  IRN RBD01021

  • CF30 Customer (1 Jul 2008 to 29 Jan 2009)
• Russell Gerald Lowes

  IRN RGL01033

  • CF30 Customer (1 Feb 2016 to 12 Oct 2016)
• Simon Richard Moss

  IRN SRM01189

  • CF30 Customer (30 Mar 2017 to 9 Jun 2017)
• Steven John Greenwood

  IRN SJG01260

  • CF30 Customer (1 Nov 2007 to 20 Feb 2008)
  • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
• Steven Manton

  IRN SXM01919

  • CF22 Investment Adviser (Trainee) (4 Jun 2004 to 4 Jun 2004)
• Terence Alexander Branthwaite

  IRN TAB00015

  • CF21 Investment Adviser (17 Feb 2003 to 10 Oct 2003)

• BBS FIinancial Planning Limited (no longer appointed)

  FRN 222797 · Appointed 12 Feb 2003 · Until 5 Jun 2003

No changes recorded yet.