Charterhouse Capital Partners LLP

Date authorised
1 April 2013
Companies House
OC306266
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    Belgrave House
    76 Buckingham Palace Road
    London
    SW1W 9TQ
    UNITED KINGDOM
    Phone
    +4402073345300
    Web
    https://www.charterhouse.co.uk

  • Complaints Contact

    6th Floor
    Belgrave House
    76 Buckingham Palace Road
    London
    SW1W 9TQ
    UNITED KINGDOM
    Phone
    +4402073345300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Douglas Simpson

    IRN SDS01037

    • CF30 Customer (1 Nov 2007 to 2 Nov 2015)
    • CF4 Partner (29 Mar 2004 to 2 Nov 2015)
    • CF27 Investment Management (29 Mar 2004 to 31 Oct 2007)
  • Teresa Guadalupe Bergel San Martin

    IRN TGB01060

    • CF4 Partner (18 Sep 2018 to 9 Dec 2019)
    • CF30 Customer (18 Sep 2018 to 8 Dec 2019)
  • Thierry Jean Joel Gisserot

    IRN TJG01078

    • CF4 Partner (11 Feb 2005 to 1 Jun 2006)
  • Thomas Eduard Eberle

    IRN TEE01012

    • CF30 Customer (17 Jul 2012 to 30 Jun 2016)
    • CF4 Partner (17 Jul 2012 to 30 Jun 2016)
  • Thomas Roland Plant

    IRN TRP01018

    • CF30 Customer (1 Nov 2007 to 16 Apr 2012)
    • CF10 Compliance Oversight (29 Mar 2004 to 30 Jun 2011)
    • CF11 Money Laundering Reporting (29 Mar 2004 to 1 Mar 2011)
    • CF27 Investment Management (29 Mar 2004 to 31 Oct 2007)
    • CF4 Partner (29 Mar 2004 to 16 Apr 2012)
  • Thomas Spencer Patrick

    IRN TSP01028

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (13 Jul 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Mar 2011 to 8 Dec 2019)
    • CF30 Customer (25 Jan 2011 to 8 Dec 2019)
    • CF4 Partner (25 Jan 2011 to 8 Dec 2019)
  • Timothy Edward James

    IRN TEJ01009

    • CF30 Customer (5 Nov 2010 to 8 Dec 2019)
    • CF4 Partner (5 Dec 2007 to 9 Dec 2019)
  • Valentina Gentile

    IRN VXG01089

    • CF30 Customer (14 Sep 2018 to 8 Dec 2019)
    • CF4 Partner (14 Sep 2018 to 9 Dec 2019)
  • Vincent Pautet

    IRN VXP01095

    • [FCA CF] Significant management (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (8 Nov 2010 to 8 Dec 2019)
    • CF4 Partner (6 May 2005 to 8 Dec 2019)
  • William Bruce Denne Dockeray

    IRN WBD01003

    • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2014)
    • CF4 Partner (29 Mar 2004 to 1 Jan 2014)
    • CF13 Finance (29 Mar 2004 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.