Thomas Spencer Patrick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charterhouse General Partners (IX) Limited

    FRN 122148

    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (13 Jul 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Mar 2011 to 8 Dec 2019)
    • CF1 Director (18 Mar 2011 to 8 Dec 2019)
    • CF30 Customer (18 Mar 2011 to 8 Dec 2019)
  • Charterhouse Capital Partners LLP

    FRN 230721

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (13 Jul 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Mar 2011 to 8 Dec 2019)
    • CF30 Customer (25 Jan 2011 to 8 Dec 2019)
    • CF4 Partner (25 Jan 2011 to 8 Dec 2019)
  • Charterhouse GP LLP

    FRN 630422

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (13 Jan 2015 to 8 Dec 2019)
    • CF4 Partner (13 Jan 2015 to 23 Mar 2016)
    • CF10 Compliance Oversight (13 Jan 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Jan 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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