Thomas Roland Plant

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charterhouse General Partners (IX) Limited (no longer approved here)

    FRN 122148

    • CF30 Customer (1 Nov 2007 to 29 Mar 2012)
    • CF3 Chief Executive (19 Jul 2005 to 25 Oct 2007)
    • CF8 Apportionment and Oversight (19 Jul 2005 to 31 Mar 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 2 Mar 2011)
    • CF1 Director (1 Dec 2001 to 29 Mar 2012)
  • Charterhouse Capital Partners LLP (no longer approved here)

    FRN 230721

    • CF30 Customer (1 Nov 2007 to 16 Apr 2012)
    • CF4 Partner (29 Mar 2004 to 16 Apr 2012)
    • CF10 Compliance Oversight (29 Mar 2004 to 30 Jun 2011)
    • CF11 Money Laundering Reporting (29 Mar 2004 to 1 Mar 2011)
    • CF27 Investment Management (29 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.